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SEC issues additional guidance relating to liquidity protected preferred shares

Vedder Price PC

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USA June 1 2009

On March 12, 2009, the staff of the SEC’s Division of Investment Management issued a no-action letter stating that it would not recommend enforcement action in connection with certain transactions involving liquidity protected preferred shares (“LPPS”) issued by closed-end funds.


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Filed under

  • USA
  • Capital Markets
  • Vedder Price PC

Topics

  • Market liquidity
  • Investment management
  • Closed-end fund
  • Preferred stock

Organisations

  • US Securities and Exchange Commission

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