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SEC adopts final Form PF: certain implications for hedge fund and private equity fund advisers

Paul, Weiss, Rifkind, Wharton & Garrison LLP

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USA November 15 2011

On October 31, 2011, the U.S. Securities and Exchange Commission (the “SEC”) and the U.S. Commodity Futures Trading Commission (the “CFTC”) adopted final rules1 under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) and the Commodity Exchange Act,2 respectively, to implement Sections 404 and 406 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”).

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Filed under

  • USA
  • Capital Markets
  • Corporate Finance/M&A
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP

Topics

  • Consumer protection
  • Hedge fund

Laws

  • Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA)
  • Commodity Exchange Act 1936 (USA)
  • Investment Advisers Act 1940 (USA)

Organisations

  • US Securities and Exchange Commission
  • Commodity Futures Trading Commission (USA)

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