Since the last issue of our Investment Management Update, we have also published the following separate Alerts of interest to the investment management industry:

Innovation in the Securities Markets: ESMA Releases Discussion Paper on Distributed Ledger Technologies June 2, 2016

SEC Proposes Incentive-Based Compensation Rule: How to Determine Whether Your Firm Will Be Impacted May 16, 2016

Update: Proposed Rules Will Limit Buy-Side Remedies in a Financial Institution Failure May 9, 2016

DOL Issues “Conflict of Interest” Rule on Investment Advice: Fiduciary Net Will Widen on April 10, 2017 April 13, 2016