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FSA consults on organisational systems and controls: extending the common platform

Herbert Smith Freehills LLP

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United Kingdom February 29 2008

In December 2007, the FSA issued consultation paper 07/23 containing proposals to extend the common platform provisions in chapters 4 to 10 of the Senior Management Arrangements, Systems and Controls Sourcebook ("SYSC") to firms not subject to the Markets in Financial Instruments Directive ("MIFID") and/or the Capital Requirements Directive ("CRD").

Herbert Smith Freehills LLP - Patrick Buckingham, Jacqui Hatfield
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Filed under

  • United Kingdom
  • Capital Markets
  • Herbert Smith Freehills LLP

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  • Public consultation
  • Capital Requirements Directives

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