In December 2007, the FSA issued consultation paper 07/23 containing proposals to extend the common platform provisions in chapters 4 to 10 of the Senior Management Arrangements, Systems and Controls Sourcebook ("SYSC") to firms not subject to the Markets in Financial Instruments Directive ("MIFID") and/or the Capital Requirements Directive ("CRD").
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RegisterFSA consults on organisational systems and controls: extending the common platform
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United Kingdom
February 29 2008
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