The Guidelines apply to investment firms (as defined in Article 4 (1) (1) of MiFID), credit institutions that provide investment services and UCITS management companies and external Alternative Investment Fund Managers when they are providing the investment services of individual portfolio management or non-core services. Such firms must comply with the Guidelines from 28 January 2014.
Register now for your free, tailored, daily legal newsfeed service.
Questions? Please contact [email protected]
RegisterIf you would like to learn how Lexology can drive your content marketing strategy forward, please email [email protected].
Related research hubs
Marion Rich
Director of Legal & Contractual Affairs
British Constructional Steelwork Assoc Ltd
What our clients say
"I have enjoyed receiving the Lexology newsfeeds over the last few months and in general find the articles of good quality and relevant. I like the fact that the email contains a short indication of the subject matter of the articles, which allows me to skim the newsfeed very quickly and decide which articles to read in more detail."