The Division of Investment Management of the United States Securities and Exchange Commission (the Commission) recently issued an update for advisers filing certain Form ADV Amendments.1 This update responds to certain inquiries the Commission received in connection with its Release No. 4509 and certain Form ADV amendments with a compliance date of October 1, 2017.2

For more details, click here for a copy of the IM Information Update, and here for a copy of Release No. 4509.