The complex securities regulatory landscape for firms registered as portfolio managers, dealers and investment fund managers continues to evolve at a rapid pace as evidenced by the number of publications issued by the securities regulators in both Canada and the United States in recent weeks and those expected to be published over the summer and into the fall.

In this Bulletin, we briefly outline the various publications to allow industry participants to easily keep track of the recent regulatory developments over the coming months.

Please click on the links provided to access our more detailed Bulletins on the various initiatives or to review the regulatory publications directly.

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