The Securities Association of China promulgated the Circular on Issuing the Mandatory Provisions for Contracts of Securities Companies on Oriented Asset Management and Self-Regulation Rules on 1 July 2008. The aim of the circular is to permit securities companies to add certain supplements to the contents of a contract, statement or proposal based on facts. It should be noted that the supplements should not conflict with any mandatory provisions.

The circular consists of the following six sets of rules: 

  • Mandatory Provisions for Contracts of Securities Companies on Oriented Asset Management
  • Mandatory Provisions for Contracts of Securities Companies on Collective Asset Management
  • Mandatory Provisions for Proposals of Securities Companies on Collective Asset Management
  • Mandatory Provisions for Risk-disclosure Statements of Securities Companies on Oriented Asset Management Business
  • Mandatory Provisions for Risk-disclosure Statements of Securities Companies on Collective Asset management Business
  • Rules for Understanding Clients for Asset Management Business of Securities Companies