The Financial Industry Regulatory Authority publicized that it is conducting a sweep of broker-dealers to assess whether they are passing along mutual fund sales charge waivers to eligible accounts. Recently, FINRA has brought and settled a number of disciplinary actions against broker-dealers for overcharging retirement accounts and charities mutual fund sales fees when the entities were eligible for discounts and were not provided them. (Click here to access the article, “Five Broker-Dealers to Pay Back More Than US $30 Million to Retirement Accounts and Charities Charged Too Much for Mutual Funds” in the July 12, 2015 edition of Bridging the Week.)