On January 18th, the SEC provided notice of the Financial Industry Regulatory Authority's filing of a proposed amendment to FINRA Rule 2267 (Investor Education and Protection). The amendment would require members to include a prominent description of and link to FINRA BrokerCheck on their websites, social media pages, and any comparable Internet presence. Comments should be submitted on or before February 15, 2013. SEC Release No. 34-68700.
Register now for your free, tailored, daily legal newsfeed service.
Questions? Please contact firstname.lastname@example.orgRegister
BrokerCheck requirement proposed
Popular articles from this firm
If you would like to learn how Lexology can drive your content marketing strategy forward, please email email@example.com.
Related topic hubs
Director Legal & Compliance
Citco (Canada) Inc
"The service provided by Lexology has to date been extremely useful and informative. It provides me with a snap shot update of various legal developments and assists me in staying current now and going forward."