Recent insider trading allegations by the Securities & Exchange Commission against the former CEO of Countrywide Financial, filed June 4 in Los Angeles federal court, illustrate the SEC’s continuing concern about potential abuses of so-called “Rule 10b5-1” trading plans.
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RegisterRecent cases and SEC guidance on Rule 10b5-1 trading plans
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USA
June 12 2009
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Gordon H Freund
Director of Contracts
Honeywell
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