Recent insider trading allegations by the Securities & Exchange Commission against the former CEO of Countrywide Financial, filed June 4 in Los Angeles federal court, illustrate the SEC’s continuing concern about potential abuses of so-called “Rule 10b5-1” trading plans.
Register now for your free, tailored, daily legal newsfeed service.
Questions? Please contact customerservices@lexology.com
RegisterRecent cases and SEC guidance on Rule 10b5-1 trading plans
To view this article you need a PDF viewer such as Adobe Reader.
USA
June 12 2009
Popular articles from this firm
If you would like to learn how Lexology can drive your content marketing strategy forward, please email enquiries@lexology.com.
Related topic hubs
Kirsteen Lamont
In House Lawyer
Phones 4u Limited
What our clients say
"I find the Lexology service invaluable.
In common with many in-house lawyers, I have limited access to (and a limited budget for) resources and rely on receiving know-how from friends and contacts in private practice. Lexology is great as it provides a daily email with the headlines in all the areas of law that I am interested in (which are all relevant to me, as I was able to choose which areas I was interested in at registration), with links to articles from a wide variety of sources.
I tend to scroll through the daily email when I am having my lunch, reading the headlines and descriptions of the articles, and click on any items that are of interest to me - that way, I feel like I am kept 'in the loop' with legal developments.
In addition to the daily email, I find the articles themselves very helpful - they set out the legal principle but most importantly, they 'boil it down' to the practical implications. When I am doing legal research, I also find the archive search function very helpful.
I have recommended the service to quite a few friends who have also found it very helpful."
