July 2014 - September 2014

Commodity Futures Trading Commission

July 15, 2014                Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures

Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance

Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants;

Correction. 79 FR 41126.

Consumer Financial Protection Bureau

July 18, 2014                Rules of Practice for Issuance of Temporary Cease-and-Desist Orders. 79 FR 34622.

July 17, 2014                Application of Regulation Z’s Ability-To-Repay Rule to Certain Situations Involving Successors-in-

                                        Interest. 79 FR 41631.

Federal Deposit Insurance Corporation

July 1, 2014                  Restrictions on Sales of Assets of a Covered Financial Company by the Federal Deposit

                                        Insurance Corporation. 79 FR 20762.

National Credit Union Administration

July 28, 2014                Voluntary Liquidation. 79 FR 36196.

Office of Foreign Assets Control

July 10, 2014                Zimbabwe Sanctions Regulations. 79 FR 39312.

July 1, 2014                  South Sudan Sanctions Regulations. 79 FR 37190.

Office of the Comptroller of the Currency

August 8, 2014             Assessment of Fees. 79 FR 38769.

Securities and Exchange Commission

September 8, 2014     Application of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant”

                                        Definitions to Cross-Border Security-Based Swap Activities. 79 FR 39067.

July 7, 2014                  Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934. 79

                                        FR 1521.

                                        Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934. 79

                                        FR 38451.

Treasury Department

July 8, 2014                  Government Securities Act Regulations; Replacement of References to Credit Ratings and

                                        Technical Amendments. 79 FR 38451.

July 7, 2014                  Central African Republic Sanctions Regulations. 79 FR 38248.