Cantor Fitzgerald & Co. agreed to pay a fine of US $380,000 to the Financial Industry Regulatory Authority to resolve charges that, on various occasions from July 2014 through September 2016, it violated reporting requirements involving secondary market transactions in eligible fixed income securities through its Trade Reporting and Compliance Engine (TRACE). In connection with the matter it settled, Cantor Fitzgerald was also charged with supervisory deficiencies related to its alleged TRACE violations.