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Financial Regulation Weekly Bulletin - 24 October 2019

Slaughter and May

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Australia, European Union, United Kingdom October 24 2019

General

  • New Chair elected – announced by Treasury Committee
  • Regulation in a changing world – speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA

Brexit

  • Access to EU financial services markets post-Brexit – European Scrutiny Committee publishes report on the government’s position on equivalence
  • Financial Services (Implementation of Legislation) Bill – FMLC publishes letter to HM Treasury
  • BMR SI – FMLC publishes report on legal uncertainties
  • Governing law and jurisdiction clauses in financial transactions – FMLC publishes report on the application of the 2005 Hague Convention post-Brexit
  • The Cross-Border Distribution of Funds, Proxy Advisors, Prospectus and Gibraltar (Amendment) (EU Exit) Regulations 2019

Banking and Finance

  • Stablecoins – CPMI publishes G7 working group report on risks
  • Stablecoins – FSB publishes report on regulatory issues
  • CRR – European Commission launches consultation on an alternative standardised approach for market risk
  • Regulatory treatment of NPE securitisations – EBA publishes Opinion
  • DMFSD – EBA publishes Opinion on firms’ disclosure to consumers buying financial products through digital channels
  • Working group on euro risk-free rates – ECB updates webpage
  • Single Resolution Mechanism – SRB launches consultation on its Expectations for Banks document
  • Goods Mortgages Bill 2019-20 – first reading in the House of Lords
  • 2019 UK stress test results – Bank of England announces publication date
  • Transition from LIBOR to sterling risk-free rates – Bank of England updates webpage
  • Payment Protection Insurance Market Investigation Order 2011 – CMA issues directions

Securities and Market

  • PRIIPs Regulation – ESAs publish Supervisory Statement on application to bonds
  • EU legislative proposals on the prudential treatment of investment firms – Council of the EU publishes notes on progress
  • Prudential treatment of investment firms – Council of the EU adopts text on proposed Directive and proposed Regulation
  • Climate benchmarks and sustainability disclosures – Council of the EU adopts text on proposed Regulations
  • MoU on benchmark cooperation arrangements – agreed between ESMA and ASIC
  • Annual financial reports of listed companies – ESMA publishes enforcement priorities
  • Notification obligations – FCA publishes letter on the application of SARs and STORs
  • Market Watch No. 62 – published by the FCA
  • Exchange tokens – FMLC publishes report on legal uncertainties

Asset Management

  • FCA Feedback Statement FS19/7: Building a regulatory framework for effective stewardship

Insurance

  • Call for research proposals – launched by EIOPA

Financial Crime

  • AML and CTF guidance for virtual assets – FATF confirms assessment method
  • AML/CTF controls in overseas jurisdictions – FATF publishes list of strategically deficient jurisdictions
  • Reducing the risk of wholesale payments fraud related to endpoint security – CPMI publishes toolkit
  • AML/CTF controls in overseas jurisdictions – HM Treasury updates advisory notice

Enforcement

  • LIBOR manipulation – SFO concludes investigation

Contacts

Selmin Hakki (professional support lawyer)

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Slaughter and May - Selmin Hakki
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  • Australia
  • European Union
  • United Kingdom
  • Banking
  • Capital Markets
  • Competition & Antitrust
  • Derivatives
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  • White Collar Crime
  • Slaughter and May

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  • European Commission
  • Brexit
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  • European Banking Authority
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Nadia Martel
Senior Legal Counsel
C2MI
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