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Financial Regulation Weekly Bulletin - 21 November 2019

Slaughter and May

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European Union, United Kingdom November 21 2019

General

  • ESFS omnibus proposals – Council of the EU adopts text
  • Cyber resilience – FCA publishes questionnaire

Brexit

  • UK CCPs – European Commission confirms intention to extend temporary equivalence decision and recognition

Banking and Finance

  • Open banking – Basel Committee publishes report
  • Capital Markets Union – European Commission announces composition of a high-level forum
  • Basel III reforms – European Commission consults on inception impact assessment
  • Risk Reduction Measures Package – EBA publishes roadmaps
  • Fundamental Review of the Trading Book – EBA launches consultation on specific supervisory reporting requirements for market risk
  • LIBOR transition – FCA publishes statement on conduct risk
  • Next steps in transition from LIBOR – speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA
  • Pre-cessation triggers for IBORs – FSB publishes letter to ISDA
  • 2019 SEPA payment scheme rulebooks – EPC announces entry into force
  • CRM fee for ‘no blame’ victims – Pay.UK publishes report and recommendations
  • BRRD II – FMLC publishes letter on legal uncertainties
  • Case C-255/18 State Street Bank International GmbH v Banca d’Italia

Securities and Markets

  • CSDR – ICMA announces intention to update buy-in rules
  • Securitisation Regulation – ESMA updates Q&As on disclosure requirements
  • CSDR Penalties Framework – ECSDA publishes updated version
  • Cryptoassets and smart contracts – UK Jurisdiction Taskforce publishes legal statement on status

Asset Management

  • Responsible investment framework – launched by IA

Insurance

  • Recovery planning – IAIS publishes application paper
  • Liquidity risk management – IAIS consults on draft application paper
  • ICPs 1 and 2 – IAIS publishes peer review
  • Risk-based global insurance capital standard – IAIS publishes comments and feedback to consultation
  • Global frameworks on IAIGs and systemic risk – IAIS publishes comments and feedback to consultation
  • Solvency II - Implementing Regulation published in Official Journal
  • Solvency II Delegated Regulation – PRA publishes statement on the impact on the calculation of the SCR
  • FCA Finalised Guidance FG19/5 - The GI distribution chain: Guidance for insurance product manufacturers and distributors

Financial Crime

  • Financial Action Task Force strategic review – speech by David Lewis, Executive Secretary of the FATF

Enforcement

  • Anti-competitive arrangements in the financial services sector – CMA updates case timetable
  • Lack of integrity – FCA and PRA publish provisional Decision Notice imposing prohibition order and fining a former CEO of a mutual insurance firm
  • Failure to treat customers fairly - FCA fines Henderson Investment Funds Limited £1.9 million

Contacts

Selmin Hakki (professional support lawyer)

Publications and seminars landing page

Slaughter and May - Selmin Hakki

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Filed under

  • European Union
  • United Kingdom
  • Banking
  • Derivatives
  • Insurance
  • Litigation
  • Public
  • White Collar Crime
  • Slaughter and May

Topics

  • Brexit
  • Libor
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Laws

  • Solvency II Directive (2009/138) (EU)

Organisations

  • Financial Conduct Authority (UK)
  • European Commission
  • European Banking Authority
  • UK Prudential Regulatory Authority
  • ESMA

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