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In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at SEC and FCA’s annual reports to discuss similarities, differences and trends.

Among the topics covered:

  • Which is the more active regulator?
  • COVID’s impact on investigations.
  • Financial penalties in the U.S. and U.K..
  • Areas of heightened regulatory concern.