The FSA has prohibited and withdrawn its approval of three individuals for misusing client money and failing to inform the FSA about a deficit of approximately £3 million in its client account (Robert James; Stuart Lawton; Paul Adams, 2 September 2008).

View FSA Final Notice - Mr Robert Edward James, (PDF 192KB), 2 September 2008

View FSA Final Notice - Mr Paul Drake Adams, (PDF 189KB), 2 September 2008

View FSA Final Notice - Mr Stuart Malcolm Lawton, (PDF 190KB), 2 September 2008