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Financial Regulation Weekly Bulletin - 04 July 2019

Slaughter and May

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European Union, United Kingdom July 4 2019

General

  • Green Finance Strategy – BEIS publishes Policy Paper and regulators make joint declaration
  • FCA Policy Statement PS19/19 - FCA regulated fees and levies 2019/20: Including feedback on CP19/18 and ‘made rules’
  • Future funding - FOS publishes Consultation PaperOmbudsman News issue 148 - published by FOS
  • Annual Report and 2019/20 Work Plan - published by UKRN
  • Complaints against the FCA - Complaints Commissioner publishes two final reports
  • AI in financial services – UK Finance and Microsoft publish report
  • The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2019 (SI 2019/1067)

Brexit

  • Legislation relevant to the UK’s exit from the EU - National Archives launch new services

Banking and Finance

  • Innovation Hub – BIS approves establishment of innovation hub for central banks
  • Implementation of TLAC Standard – FSB publishes review
  • Landeskreditbank Baden-Württemberg - Förderbank v European Central Bank
  • Market and counterparty credit risk – EBA publishes roadmap, Consultation Papers and data collection exercise
  • Bank resolution – SRB publishes paper on its approach to the Public Interest Assessment
  • Bank resolution – SRB publishes paper on its approach to the public interest assessment
  • PSD2 and Strong Customer Authentication requirement - FCA publishes statement in response to EBA Opinion
  • Regulating financial innovation – speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA
  • Safeguarding customer funds for non-bank payment service providers – FCA publishes multi-firm review and ‘Dear CEO’ letter
  • Access and governance report on payment systems – PSR publishes report
  • Retail Banking Market Investigation Order 2017 - CMA publishes Decision to review Part 6
  • SME banking undertakings - CMA publishes Directions to Barclays
  • Access to payment account services - UK Finance publishes good practice Guidelines
  • State Street Bank International v Banca d’Italia

Securities and Markets

  • EU framework for the operation of crowdfunding platforms - Council of the EU agrees position
  • Binary options offered to retail investors - ESMA does not renew production intervention measures
  • CSDR - ESMA updates Q&As
  • Contracts for difference offered to retail investors - FCA publishes Policy Statement PS19/18 and Statement in response to ESMA’s Opinion
  • FCA Consultation Paper CP19/22: Prohibiting the sale to retail clients of investment products that reference cryptoassets
  • EURBIOR - EMMI granted authorisation for administration by Belgian authority
  • CSDR Penalties Framework - ECSDA publishes updated draft version

Insurance

  • Insurance Supervision – IAIS publishes first public roadmap
  • Outsourcing to cloud service providers – EIOPA publishes Consultation Paper

Financial Crime

  • AML/CFT - FATF publishes report to G20 Leaders’ Summit
  • FATF Recommendations and virtual assets - updated version published
  • Insider dealing - two individuals sentenced to 3 years’ imprisonment respectively

Enforcement

  • SFO DPA with Serco Geografix Ltd receives final approval

Contacts

Elizabeth Prentice (professional support lawyer)

Publications and seminars landing page

Slaughter and May - Elizabeth Prentice

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