The Securities and Exchange Commission (“SEC”) issued its final rule for capital, margin, and segregation (“Final Rule”) for security-based swap dealers (“SBSD”) and major security-based swap participants (“MSBSP”), which become effective today, October 21, 2019.Compliance will be required 18 months after the effective date of the SEC’s cross-border rules proposed earlier this year.2
Register now for your free, tailored, daily legal newsfeed service.
Questions? Please contact customerservices@lexology.com
RegisterSEC Security-Based Swaps Capital, Margin and Segregation Rules Become Effective; New Requirements Will Impact U.S. Markets
To view this article you need a PDF viewer such as Adobe Reader.
If you can't read this PDF, you can view its text here.
USA
October 21 2019
If you would like to learn how Lexology can drive your content marketing strategy forward, please email enquiries@lexology.com.
Featured Video
Related topic hubs
How Yee Loh
In-house Counsel
Kuok Group
What our clients say
"Lexology is a good barometer of a firm's expertise as the articles showcase a firm's understanding of the issues involved and how up to date their knowledge is. It's a good one stop solution where one is able to view the same law/cases from different perspectives; on the whole I would rate Lexology as a good service."