On September 5, the National Futures Association (NFA) submitted to the Commodity Futures Trading Commission two proposed amendments to its Interpretive Notice regarding Compliance Rule 2-9: Enhanced Supervisory Requirements. The first amendment raises the adjusted net capital requirement for Forex Dealer Members that are subject to enhanced supervision under the Notice from $2,000,000 to the early warning level required under CFTC Regulation 1.12. The second amendment limits to 10 years the look-back for determining whether associated persons have been employed by an NFA Member that has been subject to regulatory action involving fraud.

http://www.nfa.futures.org/news/PDF/CFTC/CR2_9IntNotc_EnhancSupervRequire82208.pdf