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Financial Regulation Weekly Bulletin - 21 March 2019

Slaughter and May

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European Union, United Kingdom March 21 2019

General

  • ESFS omnibus proposal - political agreement reached between the Council of the EU and the European Parliament
  • Failure of London Capital and Finance - Treasury Committee requests consideration of a statutory investigation

Brexit

  • The Financial Services (Distance Marketing) (Amendment and Savings Provisions) (EU Exit) Regulations 2019
  • The Financial Regulators’ Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019
  • The Electricity and Gas (Market Integrity and Transparency) (Amendment) (EU Exit) Regulations 2019
  • The Counter-Terrorism (Sanctions) (EU Exit) Regulations 2019
  • The Counter-Terrorism (International Sanctions) (EU Exit) Regulations 2019
  • MiFID II/MiFIR - FCA publishes Supervisory Statement on pre- and post-trade transparency regime
  • Brexit and beyond - Speech by Nausicaa Delfas
  • EU no-deal contingency planning - Council of the European Union adopts non-objection Decisions
  • Endorsement of UK credit ratings - ESMA publishes statement that foreseen UK regime meets conditions
  • ESMA’s data operational plan under a no-deal Brexit - ESMA publishes statement
  • No-deal Brexit - EBA agrees template for MoU with FCA and PRA

Banking and Finance

  • Proportionality in bank regulation and supervision - Basel Committee publishes report on survey results
  • Basel III - Basel Committee publishes results of latest monitoring exercise
  • PSD2 - Implementing Regulation and Delegated Regulation published in the Official Journal
  • Macroprudential policy measures - ESRB Recommendation published in the Official Journal
  • Capital Markets Union - European Commission publishes Communication
  • Minimum loss-coverage for NPEs - European Parliament publishes provisional text of legislative resolution
  • Credit servicers, credit purchasers and the recovery of collateral - procedure file updated to show indicative plenary sitting date
  • Supervisory Review and Evaluation Process - EBA publishes annual report on supervisory convergence
  • PSD2 - EBA launches central register on payment and e-money institutions
  • Risk indicators and analysis tools - EBA publishes updated Guidance
  • Single Supervisory Mechanism - ECB publishes 2018 annual report on supervisory activities
  • Sterling risk-free rates - Bank of England working group publishes Discussion Paper on SONIA market conventions
  • PRA Consultation Paper CP6/19 - Pillar 2 liquidity: updates to the framework
  • What can the consumer credit sector expect from the FCA - speech by Jonathan Davidson
  • FCA Thematic Review TR19/01: Debt management sector
  • Review of PSR Directions issued under the Financial Services (Banking Reform) Act 2013 - PSR publishes Policy Statement and consultation
  • Case C-118/17 Zsuzsanna Dunai v ERSTE Bank Hungary Zrt

Securities and Markets

  • Principles for financial market infrastructures - CPMI and IOSCO report on the current status of level 1 assessments
  • MiFID II/MiFIR - Commission Delegated Regulation published in the Official Journal
  • Prospectus Regulation - European Commission publishes two Delegated Regulations
  • BMR - European Commission publishes draft equivalence Decisions in relation to Singapore and Australia
  • EMIR 2.2 - Council of the EU publishes compromise texts and invites COREPER to approve
  • Prudential requirements for investment firms - Council of the EU publishes compromise texts for IFD and IFR
  • Crowdfunding service providers - procedure file updated to show indicative plenary sitting date
  • MiFID II/MiFIR - ESMA publishes results of annual LIS and SSTI thresholds for bonds
  • EMIR 2.2 - ECB withdraws Recommendation for a Decision amending Article 22 of the Statute on the ESCB and the ECB
  • Euro risk-free rates - EMMI publishes Consultation Paper on the recommendations for the transition from EONIA to €STR

Asset Management

  • Cross-border distribution of collective investment funds - HM Treasury updates the European Scrutiny Committee

Insurance

  • Solvency II - EIOPA requests information from insurance undertakings
  • SM&CR - FCA updates Guide for insurers

Financial Crime

  • EU blacklist of AML/CTF high-risk third countries - European Commission publishes provisional text of resolution
  • AML/CTF - JMLSG launches consultation on revisions to Sectors 4 and 20 of Guidance
  • MiFID transaction reporting failures - FCA fines UBS AG £27.6m

Enforcement

  • MiFID transaction reporting failures - FCA fines UBS AG £27.6m

Contacts

Elizabeth Prentice (professional support lawyer)

Publications and seminars landing page

Slaughter and May - Elizabeth Prentice

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Filed under

  • European Union
  • United Kingdom
  • Banking
  • Capital Markets
  • Insurance
  • Litigation
  • Slaughter and May

Topics

  • MiFID

Laws

  • Solvency II Directive (2009/138) (EU)

Organisations

  • European Commission
  • Council of the European Union
  • European Parliament
  • ESMA

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