• Login
  • Register
  • PRO
    • PRO Compliance plan
    • PRO Compliance
    • PRO subscription plans
    • Curated articles
    • In-depth
    • Market intelligence
    • Practice guides
    • PRO Reports New
    • Lexology GTDT
    • Ask Lexy
  • PRO
  • Latest
  • GTDT
  • Research
  • Learn
  • Experts
  • Store
  • Blog
  • Events
  • Popular
  • Influencers
  • About
  • Explore
  • Legal Research
  • Primary SourcesBeta
  • PRO Compliance

Introducing PRO Compliance
The essential resource for in-house professionals

  • Compare
  • Topics
  • Interviews
  • Guides
Getting The Deal Through joins Lexology
GTDT and Lexology Navigator have merged

CONTENT DEVELOPMENT

Become your target audience’s go-to resource for today’s hottest topics.

  • Trending Topics New
  • Discover Content
  • Horizons Beta
  • Ideation

CLIENT INTELLIGENCE

Understand your clients’ strategies and the most pressing issues they are facing.

  • Track Sectors
  • Track Clients
  • Mandates New
  • Discover Companies
  • Reports Centre New

COMPETITOR INTELLIGENCE

Keep a step ahead of your key competitors and benchmark against them.

  • Benchmarking
  • Competitor Mandates New

Lexology PRO

Power up your legal research with modern workflow tools, AI conceptual search and premium content sets that leverage Lexology's archive of 900,000+ articles contributed by the world's leading law firms. 

PRO Compliance plan
PRO subscription plans

Premium content

  • Curated articles
  • In-depth
  • Market intelligence
  • Practice guides
  • PRO Reports New

Analysis tools

  • Lexology GTDT
  • Ask Lexy
Explore all PRO content PRO Compliance
  • Find experts
  • About
  • Firms
Introducing Instruct Counsel
The next generation search tool for finding the right lawyer for you.
Back Forward
  • Save & file
  • View original
  • Forward
  • Share
    • Facebook
    • Twitter
    • Linked In
  • Follow
    Please login to follow content.
  • Like
  • Instruct

add to folder:

  • My saved (default)
  • Read later
Folders shared with you

Register now for your free, tailored, daily legal newsfeed service.

Questions? Please contact [email protected]

Register

Financial Regulation Weekly Bulletin - 17 October 2019

Slaughter and May

To view this article you need a PDF viewer such as Adobe Reader. Download Adobe Acrobat Reader

If you can't read this PDF, you can view its text here. Go back to the PDF .

European Union, United Kingdom October 17 2019

General

  • G20 financial regulatory reforms – FSB publishes letter and report on implementation progress
  • EU-Japan financial regulatory forum – European Commission and JFSA publish joint statement
  • The FCA’s regulatory perimeter – Treasury Committee publishes FCA’s response to report
  • Machine learning in financial services – Joint report from Bank of England and FCA
  • SMCR – FCA publishes new webpage on Form K
  • GABRIEL – FCA announces data collection platform changes
  • Change in control notifications – FCA guidance on preparing submissions
  • Expectations of CMCs and PPI complaints – FCA publishes ‘Dear CEO’ letter
  • FCA Consultation Paper CP19/29 – Recovery of costs of supervising cryptoasset businesses under the proposed anti-money laundering regulations: Fees proposals
  • Complaints data – FCA publishes latest figures

Brexit

  • Brexit negotiations – Agreement reached at UK-EU negotiator level
  • The Financial Services Bill – announced in the Queen’s Speech
  • MoU on equivalence and exemption determinations – agreed by HM Treasury, Bank of England, PRA and FCA
  • No-deal Brexit – FCA sets out latest expectations
  • No-deal Brexit – ISDA publishes FAQs

Banking and Finance

  • Basel III implementation – Basel Committee publishes seventeenth progress report
  • A level playing field for banks in the Union – speech by Margarete Vestager, European Commissioner for Competition
  • Finalisation of Basel III reforms – European Commission launches consultation on implementation
  • Functioning of the Benchmarks Regulation – European Commission launches public consultation
  • EU crowdfunding legislative proposals – Council of the EU publishes note on progress
  • PSD2 – EBA publishes Opinion on SCA migration
  • CRR – EBA publishes Consultation Paper on ITS for Pillar 3 disclosures and supervisory reporting
  • CRR – EBA publishes Consultation Paper on draft Guidelines on the structural FX provision
  • Transition from EONIA to €STR – ECB working group publishes report on risk management
  • PRA Policy Statement PS24/19 – Large exposures: Reciprocation of French measure
  • PRA Consultation Paper CP27/19 – Liquidity: The PRA’s approach to supervising liquidity and funding risks
  • FCA Feedback Statement FS19/6 – Climate change and green finance: Summary of responses and next steps
  • FCA Consultation Paper CP19/28: Motor finance discretionary commission models and consumer credit commission disclosure
  • Access to cash and protected ATMs – PSR announces review of 2018 specific direction to LINK
  • Retail Banking Market Investigation Order 2017 – CMA revokes Directions

Securities and Markets

  • G20 Data Gaps Initiative – FSB and IMF publish progress report
  • Market fragmentation – FSB publishes update on ongoing work
  • OTC derivatives market reforms – FSB publishes report on implementation
  • PRIIPs Regulation – ESAs publish Consultation Paper on amendments to KID rules
  • Securitisation Regulation – European Commission adopts Delegated Regulation
  • EMIR 2.2 – Council of the EU adopts Regulation
  • EMIR – ESMA publishes report on its peer review of NCAs data quality
  • FICC markets – FMSB publishes statement of good practice on conflicts of interest

Asset Management

  • Liquidation of the LF Woodford Equity Income Fund – FCA publishes update

Insurance

  • Annual work programme 2020 – published by EIOPA
  • 2020 Solvency II Review – EIOPA publishes Consultation Paper on draft Opinion
  • The Pensions Scheme Bill – announced in the Queen’s Speech
  • PRA Consultation Paper CP26/19 – Solvency II: Adjusting for the reduction of loss absorbency where own fund instruments are taxed on conversion
  • General insurance value measures – FCA launches fourth pilot

Financial Crime

  • AML and CTF framework – IFF and Deloitte publish report on global framework
  • Syndicated lending – JMLSG publishes revised Guidance

Enforcement

  • Systems and controls failures relating to broker conduct – FCA fines inter-dealer broker £15.4 million
  • ‘Cold-shouldering’ by the Takeover Panel – FCA statement

Contacts

Selmin Hakki (professional support lawyer)

Publications and seminars landing page

Slaughter and May - Selmin Hakki
Back Forward
  • Save & file
  • View original
  • Forward
  • Share
    • Facebook
    • Twitter
    • Linked In
  • Follow
    Please login to follow content.
  • Like
  • Instruct

add to folder:

  • My saved (default)
  • Read later
Folders shared with you

Filed under

  • European Union
  • United Kingdom
  • Banking
  • Capital Markets
  • Corporate Finance/M&A
  • Derivatives
  • Insurance
  • Public
  • White Collar Crime
  • Slaughter and May

Tagged with

  • European Commission
  • Brexit
  • European Banking Authority
  • Money laundering
  • UK Prudential Regulatory Authority
  • Solvency II
  • Machine learning
  • ESMA
  • European Central Bank

Popular articles from this firm

  1. Insurance Outlook 2021 *
  2. Competition & Regulatory Newsletter *
  3. Competition & Regulatory Newsletter *
  4. NIS 2 - new cyber rules would mean more critical sectors covered and enhanced security requirements *
  5. When should you notify a data breach? New EDPB guidance provides practical examples *

If you would like to learn how Lexology can drive your content marketing strategy forward, please email [email protected].

Powered by Lexology
loading...

Related research hubs

  • European Commission
  • Brexit
  • European Union
  • United Kingdom
  • Banking
  • Corporate Finance/M&A

Related European Union articles

  1. Financial Regulation Weekly Bulletin - December 19 *
  2. Financial Regulation Weekly Bulletin - 13 June 2019 *
  3. Financial Regulation Weekly Bulletin - 11 April 2019 *

Related international articles

  1. Financial Regulation Weekly Bulletin * - United Kingdom
  2. Financial Regulation Weekly Bulletin * - United Kingdom
Terra Nicolay
Senior Corporate Counsel
Chevron
What our clients say

"I am a big fan. The information is very useful indeed."

Back to Top
  • Terms of use
  • Cookies
  • Disclaimer
  • Privacy policy
  • GDPR compliance
  • RSS feeds
  • Contact
  • Submissions
  • About
  • Login
  • Register
  • Follow on Twitter
  • Search
Law Business Research

© Copyright 2006 - 2021 Law Business Research