Following changes to the regulation of Discretionary Investment Management Services (DIMS) announced in June, by Commerce Minister, Craig Foss, (see the item: ‘Further Cabinet policy decisions for DIMS providers’ above) FMA has released a guide to help advisers and small businesses who want to apply for a licence to provide DIMS under the Financial Markets Conduct Act 2013.

FMA’s 'Quick guide to licence applications for small businesses providing DIMS' is intended to be used with the licensing application guide.

Click here for further details.