As U.S. advertising rules fall under U.S. anti-fraud statutes, whether a U.K. fund manager is registered with the SEC or not, there are specific rules managers need to comply with for their U.S. marketing materials. In this SRZ FAQ video, special counsel Brad Caswell discusses these rules and their effect on U.K. fund managers.

SRZ FAQ videos feature firm lawyers sharing their expertise on timely topics in the financial services industry. 

Click here to view the video.