The UK Financial Conduct Authority sought views on proposed new elements of its recently implemented Senior Managers’ and Certification Regime, including guidance for senior managers at investment firms on their “Duty of Responsibility” and a requirement that UK branches of overseas banks advise their employees of FCA and Prudential Regulatory Authority whistleblowing provisions. The FCA is also seeking input on whether the legal function should fall within the Senior Managers’ Regime, including regarding the obligations of the head of the legal function. Comments on the legal function will be accepted through January 9, 2017.