August 2013 - October 2013
  • Commodity Futures Trading Commission

August 5, 2013 – Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement under the Commodity Exchange Act. 78 FR 33605.

August 5, 2013 – Core Principles and Other Requirements for Swap Execution Facilities. 78 FR 33475.
  • Consumer Financial Protection Bureau

August 2, 2013 – Procedural Rule to Establish Supervisory Authority over Certain Nonbank Covered Persons Based on Risk Determination. 78 FR 40351.

October 28, 2013 – Electronic Fund Transfers (Regulation E). 78 FR 30661
  • Federal Housing Finance Agency

August 2, 2013 – Availability of Non-Public Information. 78 FR 39957.

August 2, 2013 – Production of FHFA Records, Information, and Employee Testimony in Third-Party Legal Proceedings. 78 FR 39959
  • Securities and Exchange Commission

September 23, 2013 – Eliminating the Prohibition against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings. 78 FR 44771.