On April 13th, the SEC provided notice of the Financial Industry Regulatory Authority's filing of proposed amendments to the FINRA Rule 6700 Series and Trade Reporting and Compliance Engine ("TRACE") dissemination protocols regarding the reporting and dissemination of transactions in TRACE-Eligible Securities that are: (1) Agency Pass-Through Mortgage-Backed Securities traded in Specified Pool Transactions and (2) Asset-Backed Securities backed by loans guaranteed as to principal and interest by the Small Business Administration and traded either in Specified Pool Transactions or to be announced. Comments should be submitted on or before May 10, 2012. SEC Release No. 34-66804.
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Amendments for post-trade transparency for agency pass-through mortgage-backed securities proposed
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