Legal entity identifiers. The CFTC extended its order designating the Depository Trust and Clearing Corporation and Society for Worldwide Interbank Financial Telecommunication joint venture as the provider of legal entity identifiers. (7/28/2014) CFTC press release.
Registration relief for CPO/CTA. An entity and its affiliates who hold volume production payment instruments have received no-action relief from the Division of Swap Dealer and Intermediary Oversight from the requirement to register as commodity pool operators and commodity trading advisors. (7/25/2014) CFTC Letter No. 14-96.
Relief from Ownership and Control Reporting Requirement. The Division of Market Oversight has granted reporting parties additional time to comply with certain reporting requirements of the ownership and control final rule. (7/23/2014) CFTC press release.
Rule enforcement review of ICE Futures US. The Division of Market Oversight has completed a rule enforcement review of ICE Futures US. (7/22/2014) CFTC press release.