September 2014 - November 2014

Commodity Futures Trade Commission

October 27, 2014         Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis

                                         Threshold for Swaps With Special Entities. 79 FR 57767.

Consumer Financial Protection Bureau

November 17, 2014    Electronic Fund Transfers (Regulation E). 79 FR 55970.

Federal Deposit Insurance Corporation

October 1, 2014           Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the

                                        Definition of Eligible Guarantee. 79 FR 44120.

Federal Reserve System

October 1, 2014           Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the

                                        Definition of Eligible Guarantee. 79 FR 44120.

Office of the Comptroller of the Currency

November 10, 2014    OCC Guidelines Establishing Heightened Standards for Certain Large Insured National

                                        Banks, Insured Federal Savings Associations, and Insured Federal Branches; Integration

                                        of Regulations. 79 FR 54517.

October 1, 2014           Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the

                                        Definition of Eligible Guarantee. 79 FR 44120.

Securities and Exchange Commission

November 14, 2014    Nationally Recognized Statistical Rating Organizations. 79 FR 55077.

[This rule is effective November 14, 2014; except the amendments to Sec. 240.17g- 3(a)(7) and (b)(2) and Form NRSRO, which are effective on January 1, 2015; and the amendments to Sec. 240.17g-2(a)(9), (b)(13) through (15), Sec. 240.17g-5(a)(3)(iii)(E), (c)(6) through (8), Sec. 240.17g-7(a) and (b), and Form ABS-15G, which are effective June 15, 2015. The addition of Sec. Sec. 240.15Ga-2, 240.17g-8, 240.17g-9, 240.17g- 10, and Form ABS Due Diligence-15E are effective June 15, 2015.]

September 8, 2014     Application of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant”

                                        Definitions to Cross-Border Security-Based Swap Activities; Republication. 79 FR 47277.

Application of “Security-Based Swap Dealer” and “Major Security-Based Swap Participant”

Definitions to Cross-Border Security-Based Swap Activities. 79 FR 39067.

Treasury Department

October 10, 2014         Department of the Treasury Regulations for the Gulf Coast Restoration Trust Fund. 79 FR

                                        48039.