On August 14, 2013, Financial Industry Regulatory Authority, Inc. ("FINRA") filed with the SEC a proposed rule change to adopt FINRA Rules 4314 (Securities Loans and Borrowings), 4330 (Customer Protection — Permissible Use of Customers' Securities) and 4340 (Callable Securities) in the Consolidated FINRA Rulebook relating to securities loans and borrowings, permissible use of customers' securities, and callable. FINRA Rule Filings SR-FINRA-2013-035..
Register now for your free, tailored, daily legal newsfeed service.
Questions? Please contact firstname.lastname@example.orgRegister
FINRA proposes rule change related to securities loans and borrowings
Popular articles from this firm
If you would like to learn how Lexology can drive your content marketing strategy forward, please email email@example.com.
Related topic hubs
Helicopter Services BOP Ltd
“As in house counsel for a medium sized NZ group of companies, I find the newsfeeds very useful as they keep me up-to-date with the latest legal info in areas I have subscribed for. The quality is very good and I would not hesitate to recommend to colleagues.”