I need to clarify two points from my Monday Blog, “Attention Nasdaq Listed Companies.”

  1. The form of certification that I linked to was merely just a preview of what NASDAQ will require. NASDAQ expects to release the final form in early January, which will be changed somewhat from the preview to accommodate the proposals that the Nasdaq filed last week, etc.
  2. Listed companies will not file a paper certification with Nasdaq - but rather will certify electronically through NASDAQ's "Listing Center" website, similar to the process companies (and applicants) use to submit listing applications and forms such as this one