IMA has published a matrix showing what services are paid for out of client commissions charged on trade executions and which functions within firms pay for and use those services. IMA will update the matrix to show changes in practices.
- How-to guide How-to guide: The appointed representatives regime explained - what it means in practice (UK)
- Checklist Checklist: Pre-appointment checks to consider when selecting an appointed representative (UK)
- How-to guide How-to guide: The general prohibition – beware the consequences of breach (UK)