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Form ADV update season is now upon us, and as many investment advisers work toward the quickly approaching filing deadline, they will also have to grapple with a regulatory environment that is putting even more pressure on conflicts disclosure.
In this Bottom Line videocast, Clifford Kirsch and Issa Hanna discuss:
- the SEC’s intense scrutiny of conflicts disclosure
- disclosure areas of focus for SEC examination and enforcement staff
- the interplay between Form ADV Part 2A and Form CRS