The Investment Industry Regulatory Organization of Canada (IIROC) announced yesterday the launch of IIROC AdvisorReport, described as a "resource to help investors learn the background of advisors who are currently approved to work at IIROC-regulated firms." AdvisorReport will provide investors with online access to information on, among other things, a current registrant's educational background, employment history with IIROC member firms since 2003 and disciplinary history. AdvisorReport replaces IIROC's Member Firm/Registrant Info Service launched in 2003. According to IIROC, AdvisorReport provides improvements over the previous service, as it is easier to use, faster and provides more information in one place.
IIROC News Release
IIROC Notice 10-0232