On November 5th, the SEC granted accelerated approval to the Financial Industry Regulatory Authority's proposed adoption of NASD Rule 3070 (Reporting Requirements) as FINRA Rule 4530 in the Consolidated FINRA Rulebook, and the deletion of paragraphs (a) through (d) of Incorporated NYSE Rule 351 and Incorporated NYSE Rules 351.10 and 351.13. The rules govern the reporting of certain events such as regulatory actions, certain customer settlements, and securities-related law suits or arbitrations. SEC Release No. 34-63260.