The FSA and the US Securities and Exchange Commission have held their fifth meeting of the SEC-FSA strategic dialogue. Areas discussed at the meeting include:

  • Corporate governance and executive compensation.
  • Regulation of hedge funds and investment advisors and the protection of customer assets.
  • Disclosure regimes around client asset risks.
  • Market infrastructure, particularly relating to central counterparties for OTC derivatives.
  • Market supervision.
  • Cooperation on cross-border supervision.

View SEC and UK FSA hold fifth meeting of the SEC-FSA strategic dialogue, 1 February 2010