On May 23, 2011, the Securities and Exchange Commission (the “SEC”) published in the Federal Register its proposed rules and interpretive guidance (the “Proposed Rules”) addressing the crossborder application of the security-based swap regulatory framework established under the Securities Exchange Act of 1934 (the “Exchange Act”), as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”).
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SEC proposed cross-border rules and guidance on security-based swap activities
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