On October 4th, the SEC instituted proceedings to determine whether to disapprove the Financial Industry Regulatory Authority's amended proposal that would adopt rules regarding consolidated broker-dealer supervision in the FINRA Rulebook. The proposal would affect rules governing supervision, customer complaints, taping, and customer mail. Comments should be submitted on or before October 28, 2013. Rebuttal comments should be submitted on or before November 12, 2013. SEC Release No. 34-70612.