The Division of Swap Dealer and Intermediary Oversight issued a Staff Advisory reminding futures commission merchants and swap dealers that are part of banking entities to include reference to their Volcker Rule compliance as part of their CCO annual reports for fiscal years ending after July 21, 2015. Both SDs and FCMs must prepare and file with the CFTC annual reports of their compliance prepared by their chief compliance officer and certified by the CCO or the chief executive officer of the organization within 90 days of their fiscal year-end. (Click here to access CFTC Rule 3.3(e), which addresses CCO annual reports by SDs, major swap participants and FCMs.)