The Financial Industry Regulatory Authority has issued a notice requesting public comment on how to improve industry and public engagement. The notice focuses on various engagement processes and programs, including advisory, ad hoc and district committees, FINRA’s rulemaking process, member relations programs, education and compliance programs and reporting on FINRA operations. The notice is part of FINRA’s FINRA360 initiative, which is a comprehensive review of its operations and programs.
FINRA is requesting comment on its review of industry and public engagement by May 5.
The notice is available here.