Following consultation, IOSCO has released its Principles for Outsourcing by Markets. They are: 

  • due diligence in selecting service providers and monitoring their performance;  
  • having a contract with the service provider;  
  • business continuity plans at service providers;  
  • security and confidentiality of information;  
  • termination provisions; and  
  • regulator's and market's access to books and records