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Regulatory priorities corner

Ropes & Gray LLP

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USA September 24 2012

The following brief updates exemplify trends and areas of current focus of relevant regulatory authorities:

SEC Issues Financial Literacy Study. As required by the Dodd-Frank Act, the staff of the SEC’s Office of Investor Education and Advocacy (“OIEA”) released a study identifying the existing level of financial literacy among retail investors as well as methods and efforts to increase the financial literacy of investors.

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Filed under

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  • Capital Markets
  • Ropes & Gray LLP

Tagged with

  • Dodd-Frank

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Association of Corporate Counsel
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