Effective 30 June 2017, CPOs and CTAs must file financial information on their quarterly Form PQRs and Form PRs regarding themselves and not just for funds they may have managed. The financial information is in the form of two ratios; a current asset/current liabilities (CA/CL) ratio and a total revenue/total expenses (TR/TE) ratio and must be provided by the CPO or CTA on its Form PQR or Form PR. The first filings covering the second quarter are due by 29 August 2017.

Additional information from the NFA can be found here