The legislation below relating to technical standards required under MiFID II has been published in the Official Journal of the EU (OJ):
- Commission Delegated Regulation (EU) 2017/1943, regulatory technical standards (RTS) containing a harmonised list of information to be provided to the competent authorities by investment firms as part of their authorisation process. They set out the authorisation requirements applicable to the management of investment firms, and the requirements applicable to shareholders and members with qualifying holdings, as well as the identification of obstacles that may prevent effective exercise of the supervisory functions of the competent authority.
- Commission Implementing Regulation (EU) 2017/1945, implementing technical standards (ITS) relating to notifications by and to applicant and authorised investment firms. These ITS set out standard forms, templates and procedures for the notification or provision of information concerning applications for the authorisation of investment firms.
The Regulations will apply from 3 January 2018.