On October 9th, the SEC gave notice that several SROs (including NYSE Arca, Inc., NYSE MKT LLC, New York Stock Exchange LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., The Chicago Board Options Exchange, and The BATS Exchange, Inc.) had filed proposed rule changes to comply with the requirements of SEC Rule 10C-1. Rule 10C-1 was adopted in June 2012, to comply with Securities Exchange Act of 1934 Section 10C (added as a result of the Dodd-Frank Act), and directs the national securities exchanges to adopt listing rules effectuating the compensation committee and compensation adviser requirements of Section 10C. Publication of the proposed rules is expected in the Federal Register during the week of October 15. SEC Release No. 34-68006 (NYSE Arca, Inc.). SEC Release No. 34-68007 (NYSE MKT LLC). SEC Release No. 34-68011 (New York Stock Exchange LLC). SEC Release No. 34-68013 (NASDAQ Stock Market LLC). SEC Release No. 34-68018 (NASDAQ OMX BX, Inc.). SEC Release No. 34-68020 (CBOE). SEC Release No. 34-68022 (The BATS Exchange, Inc.).