• On April 17th, NYSE Regulation reminded members that all Rule 72(d) crossing transactions are subject to the requirements of Rule 76, including that they must be announced in the crowd before effecting such a transaction and must be entered consistent with the requirements of Rule 90 (i.e., a principal order of a member organization may only be represented in a Rule 72(d) crossing transaction if such order was routed to an unaffiliated Floor broker from an off-Floor location and is represented by an unaffiliated Floor broker). NYSE Information Memo 13-7.