FSA is consulting on the markets powers and decision-making processes under the new regulatory structure. Its latest paper is of particular relevance to sponsors, issuers, regulated information services, prospective primary information providers and recognised investment exchanges or prospective recognised investment exchanges. The paper looks at changes to the Listing Rules (LR), Disclosure and Transparency Rules (DTR), Recognised Bodies Sourcebook (REC) and the Decision Making Procedures and Penalties Manual (DEPP) to take account of FCA’s new powers. It asks for responses by 1 February 2013. (Source: FSA Consults on Markets Powers)
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FSA consults on markets powers
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