Condor Alpha Asset Management agreed to pay a fine of US $44,342 including disgorgement of US $29,342 to ICE Futures U.S., for possibly violating speculative limit positions in Henry LD 1 Fixed Price futures on 6 occasions in July 2016 and August 2017. Separately, Ruowen Chen was fined US $20,000 and ordered to disgorge profits of US $17,030 by a business conduct committee panel of the New York Mercantile Exchange for violating position limits as of the close of business on April 17, 2017, in the May 2017 Crude Oil futures contract. Chen was also suspended from trading on any CME Group market for six months. Mr. Chen apparently did not participate in NYMEX’s disciplinary process.