IOSCO has published its final report on point of sale disclosures. The report covers:

  • the main findings of IOSCO’s research into the needs and preferences of retail investors;
  • current requirements;
  • components of effective disclosures; and
  • challenges for regulators with specific reference to the differences between collective investment scheme disclosures and those for other products and the tensions between product and intermediary disclosure.

(Source: Principles on Point of Sale Disclosure – Final report)