As of 26 November 2012, when filing a scheme’s valuation information, the following must be submitted to the Regulator via Exchange, in addition to the recovery plan and schedule of contributions:

  • a breakdown of recovery plan (i.e. deficit) contributions made to the scheme over the last 20 years;
  • confirmation as to whether independent employer covenant advice was taken for the purposes of the valuation and recovery plan being submitted;
  • the scheme’s statement of funding principles; and
  • the scheme’s statement of investment principles.

For more information, please see the relevant page on the Regulator’s website.


Ensure that the additional information required by the Regulator is included when filing scheme funding information following a valuation.